This book, Meeting Continuing Obligations: A Handbook for Companies Listed on Major Stock Exchanges, is a comprehensive guide designed to assist companies listed on stock exchanges in the Chinese Mainland, Hong Kong SAR, the United States and Singapore in navigating their continuing obligations.
It offers a detailed examination of the listing rules pertinent to these stock exchanges, addressing key areas such as regular disclosure, approval and disclosure of transactions, transactions involving related parties, disclosure of material non-public information, trading activities by substantial shareholders, directors, and supervisors, post-listing share incentive plans, share repurchases, and restrictions on publicity.
Furthermore, this handbook discusses the recent regulatory developments such as the Holding Foreign Companies Accountable Act (HFCAA) and its interplay with the auditing standards and oversight processes of the Public Company Accounting Oversight Board (PCAOB). These elements are essential for China-based companies listed in the United States.
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